| Associate General Counsel (Securities Regulation & Litigation, Washington, D.C.) Department: Legal/Compliance
Office: Washington, DC
Location: Washington, DC Position:Associate General Counsel (Securities Regulation & Litigation, Washington, D.C.) TheInteractive Brokers Groupis one of the top 15 largest financial services firms in the U.S. and is a global leader in technology-focused securities brokerage and market making. We are looking for a motivated and talented attorney with experience in securities and broker-dealer issues to become an Associate General Counsel in the firm's Washington, D.C. office. Responsibilities: Assisting the firm's General Counsel in handling a wide variety of issues, including: * Representing the firm in arbitration proceedings (both directly and in conjunction with outside counsel)
* Handling regulatory inquiries from the SEC, FINRA and other regulatory authorities
* Researching, interpreting and advising the firm regarding compliance with laws, regulations and guidance applicable to broker-dealers
* Drafting and implementing firm policies and written supervisory procedures
* Developing and implementing remedial action plans in response to internal and external audit findings
* Drafting agreements, disclosures, account documentation and website materials
* Crafting written instructions for programmers and technology staff to respond to new regulations or to launch new business lines. Required Qualifications and Skills: * 4-10 years post-J.D. experience at a law firm, financial services regulatory agency, exchange or broker-dealer
* Member in good standing of the bar of any U.S. state or the District of Columbia
* Solid academic background
* High degree of comfort and fluency with computers and technology, and understanding of how technology is applied to business and regulatory problems
* Outstanding oral and written communication skills
* Ability to develop compliance solutions that satisfy relevant regulations while executing sound business judgment
* Ability to work in a small-team environment and to work independently and to multi-task with minimal supervision Compensation: * Competitive compensation package commensurate with experience (including bonus and stock grant possibilities)
* 401(k) plan, paid vacation, medical and dental insurance plans, flexible spending accounts Click Here to Complete Your Application | 
